CFP

Nestor Vargas

Alignpoint Wealth

14 Years of Experience

Lakewood, CO

2 Disclosures

View SEC Summary

Nestor Vargas is a CFP-designated registered investment advisor at Alignpoint Wealth, based in Lakewood, CO, with 14 years of industry experience. Nestor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 23 clients with $17M in assets under management.

Alignpoint Wealth

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

1 advisor

Number of Clients

23 clients

Average Client Portfolio

$734K average

Assets Under Management

$16.9M

Fee Structure

Minimum Investment:$350K

Planning is included in investment management (also available separately)

Portfolio-Based Fees (Tiered)

Portfolio Value	Annual Fee
Up to $1.0M	1.50%
$1M+	1.00%

These fees are for Investment Management (AlignPoint Grow) only. Clients receiving Ongoing Comprehensive Financial Planning pay 0.50%.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

View Full SEC Brochure

Contact

Nestor Vargas

Location

355 S Teller St, Suite 200, Lakewood, CO, 80226

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 2018

Denied

Criminal

October 2005

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Nestor is the owner of Green Mountain Planning, a registered investment advisor, since August 2018. He dedicates nearly full-time hours to this activity.

Employment History

Current Registrations

Alignpoint Wealth

August 2018 - Present · 7 yrs 8 mos

Previous Registrations

Origin Financial

January 2022 - July 2022 · 6 mos

Strategic Advisers LLC

September 2011 - June 2018 · 6 yrs 9 mos

Fidelity Brokerage Services LLCBroker

February 2011 - June 2018 · 7 yrs 4 mos

State Registrations2 states

COTX

Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

Additional Information

I’m a proud graduate of the Coggin College of Business at the University of North Florida.

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