Brian Christopher Way

Usi Securities, INC.

13 Years of Experience

Broker

View SEC Summary

Areas of Practice

Retirement Planning

Usi Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

50 advisors

Number of Clients

139 clients

Average Client Portfolio

Not specified

Fee Structure

Financial Planning:Investment management only

Location

1001 Galaxy Way, Ste 300, Concord, CA, 94520

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Usi Securities, INC.

January 2024 - Present · 2 yrs 1 mo

Usi Securities, INC.Broker

January 2023 - Present · 3 yrs 1 mo

Previous Registrations

Mutual of America Securities LLCBroker

September 2015 - December 2022 · 7 yrs 3 mos

Mutual of America Life Insurance CompanyBroker

September 2015 - October 2020 · 5 yrs 1 mo

Northwestern Mutual Investment Services,llc

March 2014 - September 2015 · 1 yr 6 mos

Northwestern Mutual Investment Services, LLCBroker

October 2011 - September 2015 · 3 yrs 11 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.