Alba Sandoval is a registered investment advisor at U.S. Capital Wealth Advisors, LLC, based in Austin, TX, with 7 years of industry experience. Alba operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 4,460 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USCWA is primarily compensated through asset-based fees, which are a percentage of the assets they manage for you. These fees generally range from 0.75% to 2.0% and are negotiable. The exact fee depends on factors like the amount of assets, the services you select, and the complexity of your portfolio. Some accounts are billed monthly based on the average daily balance, while others are billed quarterly based on quarter-end values. If external managers are used, there will usually be additional fees.
Location
300 West 6th Street, Suite 1900, Austin, TX, 78701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Alba works as a registered representative and compliance specialist for USCA Securities, LLC and as an investment advisor representative and compliance specialist for U.S. Capital Wealth Advisors, LLC, dedicating about a quarter of her time and a few hours per week, respectively. She also works full-time as a Customer Engagement Manager for Ontada LLC, an oncology data science and technology business.
Employment History
Current Registrations
U.S. Capital Wealth Advisors, LLC
Usca Securities LLCBroker
Previous Registrations
Usca RIA LLC
State Registrations1 state
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