TrueAdvisor
TrueAdvisor
AG
AG

Adrian R Gonzalez

Mma Securities LLC
15 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningInvestment Management
Mma Securities LLC
Compensation
Commission-BasedFixed/Hourly
Firm Size
142 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only

Location

101 Huntington Ave, Suite 401, Boston, MA, 02199

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Mma Securities LLC
May 2024 - Present · 1 yr 9 mos
Mma Securities LLC
May 2024 - Present · 1 yr 9 mos
Mma Securities LLCBroker
May 2024 - Present · 1 yr 9 mos
Previous Registrations
TD Private Client Wealth LLC
September 2022 - May 2024 · 1 yr 8 mos
TD Private Client Wealth LLCBroker
August 2014 - May 2024 · 9 yrs 9 mos
J.P. Morgan Clearing CORP.Broker
June 2014 - August 2014 · 2 mos
J.P. Morgan Securities LLCBroker
November 2010 - June 2014 · 3 yrs 7 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.