Preston Dodd is a registered investment advisor at Mission Capital Advisors INC., based in Sunnyvale, CA, with 11 years of industry experience. Preston operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Socially Responsible Investing.
Compensation
Firm Size
IM Fee
Fee Structure
For clients who want Mission Capital to monitor their investments, the annual fee is half the amount of the initial financial planning fee. This monitoring includes unlimited communication and ensuring investments stay within the agreed-upon ranges. The fee is billed monthly.
- Financial Planning, Education, and Investment Policy Services: Fees are based on 0.1% of assets for investments over $1,500,000, with a minimum fee of $1,500. For example, planning for $2,500,000 in investments would cost $2,500.
- Other Consulting Services: Fees are charged either hourly ($250-$500 per hour) or as a flat fee (minimum $1,500), depending on the service.
Location
710 Lakeway Drive, Suite 200, Sunnyvale, CA, 94085
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Preston works as a consultant for Mission Capital Advisors Inc., providing general guidance on management, operations, and strategy. The time commitment varies depending on the project.
Employment History
Current Registrations
Mission Capital Advisors INC.
Previous Registrations
Independent Brokerage Solutions LLCBroker
Mission Capital Advisors INC.
Gordian Investments, LLCBroker
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
Alliancebernstein L.P.
Sanford C. Bernstein & CO., LLCBroker
State Registrations1 state
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