TrueAdvisor
TrueAdvisor
CB
CFP
CB
CFP

Catherine Elise Bock

Sei Investments Management CORP
14 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementEstate Planning
Sei Investments Management CORP
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
125 advisors
Number of Clients
99,622 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$198.1B

Fee Structure

Financial Planning:Investment management only

Location

One Freedom Valley Drive, Oaks, PA, 19456

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sei Investments Management CORP
April 2016 - Present · 9 yrs 10 mos
Previous Registrations
Hirtle, Callaghan & CO., LLC
June 2012 - March 2016 · 3 yrs 9 mos
New England Securities Corporation
October 2011 - June 2012 · 8 mos
Ing Financial Partners, INC
March 2011 - June 2011 · 3 mos
State Registrations1 state
PA
Advisor
Exams
No exam information available for this advisor.