SS
CFP
SS
CFP

Steven James Smit

15 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
609 clients
Average Client Portfolio
$287K average
Assets Under Management
$174.8M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.80%
$3.0M - $5.0M0.60%
$5M+0.40%

Annual fees are negotiable at the discretion of the advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8310 S. Valley Highway, Suite 110, Englewood, CO, 80112

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven is an investment advisor representative with Parsonex Advisory Services, spending about a quarter of his time there. He also works as an insurance agent, selling insurance products, and solicits tax preparation referrals, dedicating minimal time to each.

Employment History
Current Registrations
Parsonex Advisory Services, INC.
January 2021 - Present · 5 yrs 1 mo
Parsonex Securities, INC.Broker
October 2010 - Present · 15 yrs 4 mos
Previous Registrations
Parsonex Advisory Services, INC.
October 2012 - December 2020 · 8 yrs 2 mos
State Registrations13 states
AZCACOFLHIIAIDILNENVORTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Steven James Smit - Financial Advisor | TrueAdvisor