Adam Lotz is a CFA-designated registered investment advisor, based in New York, NY, with 13 years of industry experience.
Location
388 Greenwich Street, Tower Building, New York, NY, 10013
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citigroup Global Markets INC.
September 2021 - Present · 4 yrs 7 mos
Citigroup Global Markets INC.
September 2021 - Present · 4 yrs 7 mos
Citi Private Alternatives, LLC
September 2021 - Present · 4 yrs 7 mos
Citigroup Global Markets INC.Broker
September 2021 - Present · 4 yrs 7 mos
Citi Private Alternatives, LLCBroker
September 2021 - Present · 4 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2017 - August 2021 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2017 - August 2021 · 4 yrs 2 mos
UBS Financial Services INC.
September 2011 - June 2016 · 4 yrs 9 mos
UBS Financial Services INC.Broker
July 2011 - June 2016 · 4 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.