Andrea Mitchell is a registered investment advisor, based in Los Angeles, CA, with 6 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrea works as a Trading Operations Analyst for SEIA, an RIA service. This investment-related activity takes up nearly all of Andrea's time.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 8 mos
Seia
November 2021 - Present · 4 yrs 5 mos
Previous Registrations
Osaic Wealth, INC.Broker
January 2021 - August 2023 · 2 yrs 7 mos
Bel Air Securities LLCBroker
July 2020 - January 2021 · 6 mos
LPL Financial LLCBroker
November 2015 - October 2016 · 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.