Christopher Smirti is a registered investment advisor, based in Garden City, NY, with 15 years of industry experience.
Location
Garden City, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Allspring Funds Distributor, LLCBroker
June 2024 - Present · 1 yr 10 mos
Allspring Funds Distributor, LLC
June 2024 - Present · 1 yr 10 mos
Allspring Funds Management, LLC
June 2024 - Present · 1 yr 10 mos
Previous Registrations
Putnam Investment Management, LLC
November 2015 - January 2024 · 8 yrs 2 mos
Putnam Retail Management Limited PartnershipBroker
November 2010 - January 2024 · 13 yrs 2 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.