TrueAdvisor
TrueAdvisor
CS
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Christopher Bruce Smirti

Allspring Funds Management, LLC
14 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Allspring Funds Management, LLC
Compensation
Fee-Only (AUM)
Firm Size
85 advisors
Number of Clients
12,065 clients
Average Client Portfolio
$26.4M average
Assets Under Management
$318.0B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only

Location

Garden City, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allspring Funds Distributor, LLCBroker
June 2024 - Present · 1 yr 8 mos
Allspring Funds Distributor, LLC
June 2024 - Present · 1 yr 8 mos
Allspring Funds Management, LLC
June 2024 - Present · 1 yr 8 mos
Previous Registrations
Putnam Investment Management, LLC
November 2015 - January 2024 · 8 yrs 2 mos
Putnam Retail Management Limited PartnershipBroker
November 2010 - January 2024 · 13 yrs 2 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.