Raymond Penzi
Raymond Penzi is a CFP, ChFC-designated registered investment advisor at The L. Warner Companies, INC, based in Timonium, MD, with 13 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 448 clients with $740M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual fee is 1.5% and is negotiable. TWC may also bill using an agreed upon flat fee or tiered schedule.
Fee Estimator
Location
9690 Deereco Road, Suite 650, Timonium, MD, 21093
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Raymond is the Vice President - Private Client at The L. Warner Companies, Inc. since 2018, focusing on investment and insurance-related member firm activities, which takes more than full-time hours.
Employment History
Current Registrations
The L. Warner Companies, INC
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
Sidoti & Company, LLCBroker
John Thomas FinancialBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.