RN
RN

Ricardo Nieto

14 Years of Experience

Ricardo Nieto is a registered investment advisor at Aragon Capital LLC, based in Fort Lauderdale, FL, with 14 years of industry experience. Ricardo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 839 clients with $290M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
6 advisors
Number of Clients
839 clients
Average Client Portfolio
$340K average
Assets Under Management
$285.0M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.5M2.50%
$2.5M - $10.0M2.00%
$10M+1.50%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

101 NE 3rd Ave, Suite 1500, Fort Lauderdale, FL, 33301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ricardo is the owner and managing member of Aragon Properties LLC, which purchases real estate properties. Five percent of his yearly compensation is derived from this business.

Employment History
Current Registrations
Aragon Capital LLC
March 2013 - Present · 13 yrs 1 mo
Previous Registrations
Morgan Stanley
April 2011 - February 2013 · 1 yr 10 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ricardo Nieto - Financial Advisor | TrueAdvisor