CR
CFP
CR
CFP

Christopher Raymond Rick

15 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
535 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$692.1M

Fee Structure

Financial Planning:Included in AUM fee
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Location

73575 El Paseo, Suite 2300, Palm Desert, CA, 92260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher is an Executive Vice President & Sr Financial Advisor at Keystone Wealth Services and an agent for PKS Financial and Fixed Insurance. He also works as an Independent Insurance Professional for Caress Insurance Agency Inc and an Insurance Partner for Core Income, dedicating minimal time to each. Christopher is also an advisor for HOA Invest, a software solution for HOAs, spending a few hours per week.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
June 2021 - Present · 4 yrs 8 mos
Keystone Private Wealth
June 2021 - Present · 4 yrs 8 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2019 - March 2021 · 1 yr 8 mos
Cypress Wealth Services, LLC
September 2018 - June 2021 · 2 yrs 9 mos
Fidelity Personal and Workplace Advisors
July 2018 - October 2018 · 3 mos
Strategic Advisers LLC
November 2011 - July 2018 · 6 yrs 8 mos
Fidelity Brokerage Services LLCBroker
October 2011 - September 2018 · 6 yrs 11 mos
Morgan Stanley Smith Barney LLC
November 2010 - September 2011 · 10 mos
Morgan Stanley Smith BarneyBroker
September 2010 - September 2011 · 1 yr
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Christopher Raymond Rick - Financial Advisor | TrueAdvisor