TS
TS

Thomas James Sherwood

15 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
6 advisors
Number of Clients
570 clients
Average Client Portfolio
$818K average
Assets Under Management
$466.3M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+0.75%

Fee is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

408 SE 1st St., Mcminnville, OR, 97128

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a co-owner of Tributary Properties LLC, a real estate holding company. He spends minimal time on this activity.

Employment History
Current Registrations
Headwater Investment Consulting,inc.
January 2012 - Present · 14 yrs 1 mo
Previous Registrations
Morgan Stanley Smith Barney LLC
September 2010 - November 2011 · 1 yr 2 mos
State Registrations2 states
ORTX
Advisor
Exams
No exam information available for this advisor.