Scott Johnson is a registered investment advisor, based in New York, NY, with 10 years of industry experience.
Location
Three World Financial, 200 Vesey Street 24th Floor, New York, NY, 10281
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott is a FINRA arbitrator since June 2019, spending minimal time on this activity outside of business hours. This activity is not investment-related.
Employment History
Current Registrations
Onesource Fi LLCBroker
December 2021 - Present · 4 yrs 4 mos
Onesource Fi LLC
December 2021 - Present · 4 yrs 4 mos
Millennial Advisers, LLC.
May 2021 - Present · 4 yrs 11 mos
Allied Millennial Partners, LLCBroker
May 2021 - Present · 4 yrs 11 mos
Allied Millennial Partners, LLC
May 2021 - Present · 4 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2019 - June 2021 · 2 yrs
Morgan StanleyBroker
June 2019 - June 2021 · 2 yrs
National Asset Management, INC.
August 2015 - May 2019 · 3 yrs 9 mos
National Securities CorporationBroker
April 2015 - May 2019 · 4 yrs 1 mo
State Registrations52 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.