JS
CFP
JS
CFP

Joseph David Stock

12 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
512 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$961.8M

Fee Structure

Financial Planning:Included in AUM fee
Loading...

Location

128 N. May Street, Floor 2, Chicago, IL, 60607

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Joseph is a Managing Partner at Lake Street Private Wealth, LLC, dedicating full-time hours to financial services. He is also an insurance agent at PKSF, spending a few hours per week on marketing and sales of non-securities insurance products.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
October 2019 - Present · 6 yrs 4 mos
Lake Street
May 2018 - Present · 7 yrs 9 mos
Previous Registrations
Cantella & CO., INC.Broker
June 2018 - October 2019 · 1 yr 4 mos
United Advisors Services, LLC
December 2017 - June 2018 · 6 mos
FsicBroker
December 2017 - June 2018 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2013 - December 2017 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2013 - December 2017 · 4 yrs 7 mos
Krilogy Financial LLC
February 2013 - March 2013 · 1 mo
State Registrations11 states
CAFLGAILINMAMINCNMOHOR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Joseph David Stock - Financial Advisor | TrueAdvisor