William Gupton is a registered investment advisor at Emerald Asset Management, INC., based in Rocky Mount, NC, with 15 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 152 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Emerald Asset Management charges up to 1.25% of your account value annually for portfolio management. This fee is negotiable based on account size, client needs, and complexity. The fee is billed quarterly in advance. You'll receive statements from your custodian detailing fees and account activity.
Location
2343 Professional Drive, Suite B, Rocky Mount, NC, 27804
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Emerald Asset Management, INC.
Previous Registrations
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
Guggenheim Funds Distributors, LLCBroker
Capfinancial Securities, LLC.Broker
Goldman, Sachs & CO.Broker
Transamerica Investors Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.