Annamalai Ramaswamy is a registered investment advisor at Rose Capital Advisors, LLC, based in New York, NY, with 13 years of industry experience. Annamalai operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 386 clients with $660M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Financial planning and consulting services are offered at a negotiable hourly rate up to $500/hour or a fixed fee up to $20,000 per quarter, depending on the scope and complexity of the services.
Location
New York, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Saxony Securities, INC.Broker
Saxony Securities, INC.
Rose Capital Advisors, LLC
Previous Registrations
Neuberger Berman Bd LLC
Neuberger Berman Bd LLCBroker
Goldman Sachs & CO. LLCBroker
State Registrations2 states
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