Carl Carlson is a registered investment advisor at Carlson Financial, based in Topeka, KS, with 13 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,060 clients with $550M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Carlson Financial charges an annual advisory fee based on the value of your portfolio. The exact fee is negotiable, but it will not exceed 3.00% per year. The fee is calculated monthly, based on the average daily balance in your account. There is a minimum household balance of $250,000 to have assets managed by Carlson Financial, but this may be waived at the firm's discretion.
Location
1201 SW Oakley Avenue, Topeka, KS, 66604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carl sells bank-owned life insurance (BOLI) through Bank Compensation Group, Inc. This activity takes about a quarter of his time.
Employment History
Current Registrations
Carlson Financial
Previous Registrations
Carlson Financial
Global Financial Private Capital, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.