CC
CC

Carl R Carlson

13 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)
Firm Size
9 advisors
Number of Clients
1,020 clients
Average Client Portfolio
$499K average
Assets Under Management
$508.6M

Fee Structure

Minimum Investment:$250K
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Location

1201 SW Oakley Avenue, Topeka, KS, 66604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Carl sells bank-owned life insurance (BOLI) through Bank Compensation Group, Inc. This activity takes about a quarter of his time.

Employment History
Current Registrations
Carlson Financial
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Carlson Financial
October 2018 - December 2021 · 3 yrs 2 mos
Global Financial Private Capital, LLC
April 2012 - May 2019 · 7 yrs 1 mo
State Registrations3 states
COKSVA
Advisor
Exams
No exam information available for this advisor.