AN
CFP
AN
CFP

Alexandra Marie Niederhelman

13 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1299 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Minimum Investment:$5K
Loading...

Location

1166 Avenue of the Americas, 21st Floor, New York, NY, 10036

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Janney Montgomery Scott LLC
December 2017 - Present · 8 yrs 2 mos
Janney Montgomery Scott LLCBroker
December 2017 - Present · 8 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2012 - December 2017 · 5 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
March 2012 - December 2017 · 5 yrs 9 mos
State Registrations49 states
ALARAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.