Jacob Charles Schultz

Guggenheim Investments

14 Years of Experience

1 DisclosureBroker

View SEC Summary

Guggenheim Investments

Compensation

Fee-Only (AUM)

Firm Size

39 advisors

Number of Clients

113 clients

Average Client Portfolio

$65.4M average

Assets Under Management

$7.4B

Location

330 Madison Avenue, 10th Floor, New York, NY, 10017

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History

Regulatory History (1)

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Criminal

October 2009

Final Disposition

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Guggenheim Investments

August 2014 - Present · 11 yrs 6 mos

Guggenheim Funds Distributors, LLC

March 2014 - Present · 11 yrs 11 mos

Guggenheim Funds Distributors, LLCBroker

March 2014 - Present · 11 yrs 11 mos

Previous Registrations

Guggenheim Distributors, LLCBroker

June 2011 - March 2014 · 2 yrs 9 mos

State Registrations10 states

AZCACOIDILMTNMNVUTWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.