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Alejandro Sierra is a registered investment advisor at Swbc Investment Company, based in Richardson, TX, with 15 years of industry experience. Alejandro operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 406 clients with $230M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
406 clients
Average Client Portfolio
$565K average
Assets Under Management
$229.2M
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.85% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
601 N Plano Rd, Richardson, TX, 75081
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
June 2018Employment History
Current Registrations
Swbc Investment Company
June 2019 - Present · 6 yrs 10 mos
Swbc Investment Services, LLCBroker
June 2019 - Present · 6 yrs 10 mos
Previous Registrations
Money Concepts Advisory Service
April 2019 - June 2019 · 2 mos
Money Concepts Capital CORPBroker
April 2019 - June 2019 · 2 mos
J.P. Morgan Securities LLC
July 2014 - June 2018 · 3 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2018 · 5 yrs 8 mos
Chase Investment Services CORP.Broker
June 2010 - October 2012 · 2 yrs 4 mos
State Registrations3 states
CAOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.