TrueAdvisor
TrueAdvisor
Browse
Learn
Feedback
AS
AS
Alejandro Manuel Sierra
Swbc Investment Company
14 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Swbc Investment Company
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
14 advisors
Number of Clients
406 clients
Average Client Portfolio
$565K average
Assets Under Management
$229.2M
Fee Structure
Minimum Investment:
$50K
Financial Planning:
Investment management only
Loading...
Location
601 N Plano Rd, Richardson, TX, 75081
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Employment Separation After Allegations
June 2018
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Swbc Investment Company
June 2019 - Present · 6 yrs 8 mos
Swbc Investment Services, LLC
Broker
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
Money Concepts Advisory Service
April 2019 - June 2019 · 2 mos
Money Concepts Capital CORP
Broker
April 2019 - June 2019 · 2 mos
J.P. Morgan Securities LLC
July 2014 - June 2018 · 3 yrs 11 mos
J.P. Morgan Securities LLC
Broker
October 2012 - June 2018 · 5 yrs 8 mos
Chase Investment Services CORP.
Broker
June 2010 - October 2012 · 2 yrs 4 mos
State Registrations
3 states
CA
OK
TX
Advisor
Broker
Both
Exams
No exam information available for this advisor.