WP
WP

William W. Peng

13 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
827 clients
Average Client Portfolio
$545K average
Assets Under Management
$450.9M

Fee Structure

Minimum Investment:$100K
Minimum Annual Fee:$480
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Location

Arlington, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

William is involved in several business activities, including business and educational consulting, real estate sales and property management, and teaching at Suffolk University. He also sells Massachusetts Life, Health, and Accidental Insurance products, dedicating minimal time to this activity.

Employment History
Current Registrations
Capital Markets Iq, LLC
October 2020 - Present · 5 yrs 4 mos
Previous Registrations
SA Stone Wealth Management INC.Broker
December 2019 - August 2020 · 8 mos
SA Stone Investment Advisors INC.
December 2019 - August 2020 · 8 mos
Quest Capital Strategies, INC.
March 2018 - December 2019 · 1 yr 9 mos
Quest Capital Strategies, INC.Broker
March 2018 - December 2019 · 1 yr 9 mos
Capital Markets Iq, LLC
April 2016 - March 2018 · 1 yr 11 mos
Quest Capital Strategies, INC.
March 2015 - April 2016 · 1 yr 1 mo
Quest Capital Strategies, INC.
February 2013 - December 2013 · 10 mos
Quest Capital Strategies, INC.Broker
January 2013 - April 2016 · 3 yrs 3 mos
Morgan Stanley Smith Barney LLC
October 2010 - March 2011 · 5 mos
Morgan Stanley Smith BarneyBroker
July 2010 - March 2011 · 8 mos
State Registrations1 state
MA
Advisor
Exams
No exam information available for this advisor.