BM
BM

Brendan Philip Miles

15 Years of Experience
Areas of Practice
Investment ManagementAlternative Investments
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
626 clients
Average Client Portfolio
$50K average
Assets Under Management
$31.1M

Fee Structure

Financial Planning:Investment management only
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Location

1 World Trade, 57th Floor, New York, NY, 10007

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brendan works as a Masterworks Platform Associate for Masterworks, LLC, an alternative investment platform, since September 2023. He dedicates a few hours per week to performing defined administrative functions for the platform.

Employment History
Current Registrations
Masterworks Advisers, LLC
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Arete Wealth Advisors, LLC
November 2021 - June 2023 · 1 yr 7 mos
Arete Wealth Management, LLCBroker
November 2021 - December 2022 · 1 yr 1 mo
Wells Fargo Clearing Services, LLC
November 2016 - December 2021 · 5 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
November 2016 - December 2021 · 5 yrs 1 mo
TD Ameritrade, INC.
April 2016 - August 2016 · 4 mos
Amerivest Investment Management, LLC
April 2016 - August 2016 · 4 mos
TD Ameritrade, INC.Broker
April 2016 - August 2016 · 4 mos
Hsbc Securities (USA) INC.
December 2013 - March 2016 · 2 yrs 3 mos
Hsbc Securities (USA) INC.Broker
December 2013 - March 2016 · 2 yrs 3 mos
J.P. Morgan Securities LLC
October 2012 - December 2013 · 1 yr 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - December 2013 · 1 yr 2 mos
Chase Investment Services CORP.Broker
June 2010 - October 2012 · 2 yrs 4 mos
State Registrations2 states
NYTX
Advisor
Exams
No exam information available for this advisor.