Walter Karle is a CFP-designated registered investment advisor at Smith Group Asset Management, LLC, based in New York, NY, with 14 years of industry experience. Walter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 1,509 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Smith Group charges a fee based on the market value of your portfolio. The specific fee is negotiated and can be lower than the maximum fee schedule. For some clients, the fee may be a combination of a percentage of your portfolio plus a percentage of the excess return over a benchmark. This performance-based fee may encourage the manager to take on more risk. Fees do not include brokerage commissions, transaction fees, or custodial fees.
Location
110 East 59th Street, 7th Floor, New York, NY, 10022
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Smith Group Asset Management, LLC
Cantor Fitzgerald Investment Advisors
Cantor Fitzgerald & CO.Broker
Previous Registrations
Realty Capital Securities, LLCBroker
Matrix Capital Group, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.