Charles Mattingly
Charles Mattingly is a CFP-designated registered investment advisor at Leading Edge Financial Planning LLC, based in Knoxville, TN, with 15 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 302 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $1.0M | 0.95% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.75% |
| $3.0M - $5.0M | 0.65% |
| $5.0M - $7.0M | 0.55% |
| $7M+ | 0.55% |
Fees may be negotiable for accounts over $7,000,001. Total blended fee, including the Advisor’s fee and the Independent Manager’s fee, will not exceed 1.50% annually.
Fee Estimator
Location
6921 Office Park Circle, Knoxville, TN, 37909
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles works as a pilot for Southwest Airlines since 2007, spending about half his time flying, with some of those hours overlapping with securities trading. He also owns Leading Edge Tax Planning LLC, providing tax and accounting services, dedicating minimal time to this activity.
Employment History
Current Registrations
Leading Edge Financial Planning LLC
Previous Registrations
Patriot Investment Management Group INC
Money Concepts Advisory Service
State Registrations2 states
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