Craig M Schlueter

Nations Financial Group, INC.

12 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Nations Financial Group, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

94 advisors

Number of Clients

5,401 clients

Average Client Portfolio

$716K average

Assets Under Management

$3.9B

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

3925 Fountains Blvd Ne, Suite 200, Cedar Rapids, IA, 52411

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Nations Financial Group, INC.

October 2022 - Present · 3 yrs 4 mos

Nations Financial Group, INC.Broker

December 2021 - Present · 4 yrs 2 mos

Previous Registrations

Securities Management & Research, INC.Broker

October 2018 - December 2021 · 3 yrs 2 mos

Berthel, Fisher & Company Financial Services, INC.Broker

February 2016 - December 2021 · 5 yrs 10 mos

Securities Management & Research, INC.Broker

January 2016 - January 2016 · 0 mos

Scottrade, INC.Broker

December 2012 - February 2016 · 3 yrs 2 mos

State Registrations2 states

CAIA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.