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CK
CK
Christopher Sean Kerwin
Pgim Investments LLC
15 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Pgim Investments LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
76 advisors
Number of Clients
45 clients
Average Client Portfolio
$7.2B average
Assets Under Management
$322.1B
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Location
Fairfield, CT
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History
Regulatory History (1)
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Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Criminal
September 2019
Final Disposition
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Pgim Investments LLC
September 2025 - Present · 5 mos
Prudential Investment Management Services LLC
September 2025 - Present · 5 mos
Prudential Investment Management Services LLC
Broker
September 2025 - Present · 5 mos
Previous Registrations
Columbia Management Investment Advisers, LLC
July 2017 - September 2025 · 8 yrs 2 mos
Columbia Management Investment Distributors, INC.
Broker
July 2017 - September 2025 · 8 yrs 2 mos
Lord, Abbett & CO. LLC
July 2012 - April 2017 · 4 yrs 9 mos
Lord Abbett Distributor LLC
Broker
July 2012 - April 2017 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - July 2012 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
October 2011 - July 2012 · 9 mos
Morgan Stanley Smith Barney LLC
July 2010 - August 2011 · 1 yr 1 mo
Morgan Stanley Smith Barney
Broker
May 2010 - August 2011 · 1 yr 3 mos
State Registrations
4 states
CT
MA
NY
RI
Advisor
Broker
Both
Exams
No exam information available for this advisor.