DD
DD

Daniel Patrick Duffy

14 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingEstate PlanningInsurance Planning
Compensation
Fee-Only (AUM)
Firm Size
54 advisors
Number of Clients
755 clients
Average Client Portfolio
$378K average
Assets Under Management
$285.5M

Fee Structure

Minimum Investment:$50K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.55%
$250K - $500K1.50%
$500K - $1.0M1.25%
$1M+1.00%

Fees are subject to negotiation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2717 Bellevue Ave Suite 6, Syracuse, NY, 13219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Daniel sells life, accident, health, and fixed and variable annuities with various companies. He spends minimal time on this activity during market hours.

Employment History
Current Registrations
Leigh Baldwin & CO., LLC
November 2020 - Present · 5 yrs 3 mos
Leigh Baldwin & CO., LLCBroker
November 2020 - Present · 5 yrs 3 mos
Previous Registrations
Cadaret Grant & CO INC
January 2018 - November 2020 · 2 yrs 10 mos
Cadaret Grant & CO INC
February 2016 - December 2017 · 1 yr 10 mos
Cadaret, Grant & CO., INC.Broker
November 2014 - November 2020 · 6 yrs
LPL Financial LLC
June 2012 - November 2014 · 2 yrs 5 mos
LPL Financial LLCBroker
June 2012 - November 2014 · 2 yrs 5 mos
Wells Fargo Advisors, LLC
April 2011 - January 2012 · 9 mos
Wells Fargo Advisors, LLCBroker
January 2011 - January 2012 · 1 yr
Morgan Stanley Smith BarneyBroker
May 2010 - July 2010 · 2 mos
State Registrations3 states
NJNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.