Alan Christopher Keppler

Titleist Asset Management, LLC

14 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

Titleist Asset Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

37 advisors

Number of Clients

1,875 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$2.1B

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

Greenville, SC

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Criminal

September 2007

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Alan operates as Managing Partner / Investment Advisor for Paragon Private Wealth Group, dedicating full-time hours to this business. He is also a Registered Representative with Titleist Capital, LLC and an Investment Adviser Representative with Titleist Asset Management, LLC.

Employment History

Current Registrations

Titleist Asset Management, LLC

April 2023 - Present · 2 yrs 10 mos

Titleist Capital, LLCBroker

June 2020 - Present · 5 yrs 8 mos

Titleist Capital, LLC

June 2020 - Present · 5 yrs 8 mos

Previous Registrations

Titleist Capital, LLC

June 2020 - August 2023 · 3 yrs 2 mos

J.P. Morgan Securities LLC

January 2019 - February 2020 · 1 yr 1 mo

J.P. Morgan Securities LLCBroker

January 2019 - February 2020 · 1 yr 1 mo

First Investors CorporationBroker

April 2010 - November 2011 · 1 yr 7 mos

State Registrations2 states

SCTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.