David Dietrich is a registered investment advisor at Dew Point Capital, based in Los Angeles, CA, with 14 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 550 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Dew Point Capital charges an annual management fee based on the value of your portfolio, ranging from 0.20% to 1.50%. The fee depends on the investment strategy's complexity and the size of your account. Fees are paid quarterly in advance and may be negotiable. The fees are directly deducted from your account by the custodian. If direct deduction isn't practical, you'll receive an invoice.
Location
7080 Hollywood Blvd., 7th Floor, Los Angeles, CA, 90028
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2016Other Business ActivitiesSells Insurance
David is an insurance agent selling fixed insurance products, including annuities, with various companies since 2016. The time commitment varies.
Employment History
Current Registrations
Dew Point Capital
Previous Registrations
Advantage Capital Advisors, LLC
Advantage Capital Advisors, LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Purshe Kaplan Sterling InvestmentsBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.