Charles Brocato is a registered investment advisor at Wealthspire Retirement Advisory, based in Fortson, GA, with 15 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 6,585 clients with $120B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wealthspire Retirement's investment management fees are based on a percentage of the assets in your plan or a flat fee, depending on the services you need. The exact fee is negotiable and depends on factors like the scope of services, complexity, duration, and the size of your plan. Asset-based fees will not exceed 1.60% of plan assets.
Location
Fortson, GA
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Regulatory History (2)
Civil Bond
March 2005Criminal
January 2005Employment History
Current Registrations
Wealthspire Retirement Advisory
Previous Registrations
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Bok Financial Asset Management, INC.
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
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Van Gilder Retirement Solutions, LLC
Financial Telesis INCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.