Charles Tyler Brocato

NFP Retirement INC.

15 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Retirement PlanningInvestment ManagementBusiness OwnersFinancial Planning & Coaching

NFP Retirement INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

139 advisors

Number of Clients

6,585 clients

Average Client Portfolio

$17.9M average

Assets Under Management

$118.0B

Fee Structure

Minimum Investment:$25K

Financial Planning:Investment management only

Location

Fortson, GA

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History

Regulatory History (2)

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Civil Bond

March 2005

Criminal

January 2005

Final Disposition

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Wealthspire Retirement Advisory

January 2021 - Present · 5 yrs 1 mo

Previous Registrations

Bok Financial Securities, INC.Broker

April 2019 - January 2021 · 1 yr 9 mos

Bok Financial Asset Management, INC.

March 2019 - January 2021 · 1 yr 10 mos

Kestra Advisory Services, LLC

April 2016 - April 2019 · 3 yrs

NFP Advisor Services, LLC

February 2015 - September 2016 · 1 yr 7 mos

Kestra Investment Services, LLCBroker

January 2015 - April 2019 · 4 yrs 3 mos

Gwfs Equities, INC.Broker

November 2013 - January 2015 · 1 yr 2 mos

Van Gilder Retirement Solutions, LLC

March 2011 - August 2013 · 2 yrs 5 mos

Financial Telesis INCBroker

May 2010 - December 2010 · 7 mos

State Registrations2 states

COGA

Advisor

Exams

No exam information available for this advisor.