JP
JP

John C Polovick

15 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
535 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$692.1M

Fee Structure

Financial Planning:Included in AUM fee
Loading...

Location

73575 El Paseo, Suite 2300, Palm Desert, CA, 92260

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

John is a Senior Financial Advisor at Keystone Wealth Services, LLC, dedicating nearly full-time hours to financial planning and advisory services. He also owns rental property and spends minimal time maintaining it, and is an advisor for HOA Invest, a software solution for HOAs, spending a few hours per week.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
December 2022 - Present · 3 yrs 2 mos
Keystone Private Wealth
November 2022 - Present · 3 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
August 2020 - December 2022 · 2 yrs 4 mos
Strategic Wealth Advisors Group
August 2020 - November 2022 · 2 yrs 3 mos
Fidelity Personal and Workplace Advisors
July 2018 - August 2020 · 2 yrs 1 mo
Strategic Advisers LLC
August 2015 - July 2018 · 2 yrs 11 mos
Fidelity Brokerage Services LLCBroker
August 2015 - August 2020 · 5 yrs
J.P. Morgan Securities LLC
July 2014 - August 2015 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - August 2015 · 2 yrs 10 mos
Chase Investment Services CORP.Broker
February 2010 - October 2012 · 2 yrs 8 mos
State Registrations15 states
AZCACOIDINNCNMNVOHPASCTXUTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.