Lucas Swygard is a registered investment advisor at James River Asset Management, LLC, based in Midlothian, VA, with 11 years of industry experience. Lucas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 408 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
James River Asset Management charges a percentage of the value of your portfolio each year. The fee is calculated based on the average daily value of the account during the quarter and billed quarterly in arrears.
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JRAM Portfolio:
- Up to $1,000,000: Maximum of 1.50%
- Over $1,000,000: Maximum of 1.00%
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American Funds Portfolio:
- $0.00 - $249,999.99: 1.00%
- $250,000 - $499,999.99: 0.75%
- $500,000.00 - $999,999.99: 0.05%
- $1,000,000 and above: 0.25%
Location
15521 Midlothian Tnpk., Suite 100, Midlothian, VA, 23113
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
James River Asset Management, LLC
Previous Registrations
Financial Engines Advisors L.L.C.
J.W. Cole Financial, INC.Broker
James River Asset Management, LLC
Valmark Securities, INC.Broker
James River Asset Management, LLC
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.