John Stauffer
John Stauffer is a registered investment advisor at Cetera Investment Advisers LLC, based in Broadview Heights, OH, with 16 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
9200 South Hills Blvd Ste 310, Broadview Heights, OH, 44147
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an advisory representative at Financial Management Strategies, Inc. since 2017, dedicating about a quarter of his time. He also sells fixed insurance products, including life, health, disability, annuities, and long-term care, and works as a sales consultant for an electrical manufacturing firm for minimal time. Additionally, John is a financial professional at Vision Wealth Management LLC since 2021, spending about 10-20% of his time on insurance and securities business.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Financial Management Strategies, INC.
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations4 states
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