RD
RD
Ryan Derks is a registered investment advisor at Derks Financial, LLC, based in Lees Summit, MO, with 13 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 285 clients with $80M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
285 clients
Average Client Portfolio
$281K average
Assets Under Management
$80.0M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
4959 NE Goodview Cir, Suite A, Lees Summit, MO, 64064
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2023Settled
Customer Dispute
June 2020Closed-No Action
Other Business Activities
Ryan is the owner of Derks Tax & Accounting, providing tax and accounting services. He dedicates a few hours per week to this business.
Employment History
Current Registrations
Derks Financial, LLC
October 2021 - Present · 4 yrs 6 mos
Previous Registrations
Berthel, Fisher & Company Financial Services, INC.Broker
August 2019 - September 2021 · 2 yrs 1 mo
Berthel Fisher & Company Financial Services, INC.
August 2019 - September 2021 · 2 yrs 1 mo
Berthel Fisher & Company Financial Services, INC.
April 2011 - October 2017 · 6 yrs 6 mos
Berthel, Fisher & Company Financial Services, INC.Broker
June 2010 - October 2017 · 7 yrs 4 mos
State Registrations3 states
KSMOTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.