Daniel Lawrence Massetti

Hartford Funds

15 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hartford Funds

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

76 clients

Average Client Portfolio

$1.8B average

Assets Under Management

$137.8B

Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hartford Funds

January 2020 - Present · 6 yrs 1 mo

Hartford Funds Distributors, LLC

January 2020 - Present · 6 yrs 1 mo

Hartford Funds Distributors, LLCBroker

January 2020 - Present · 6 yrs 1 mo

Previous Registrations

Invesco Advisers, INC.

July 2016 - December 2019 · 3 yrs 5 mos

Invesco Distributors, INC.Broker

June 2016 - December 2019 · 3 yrs 6 mos

Legg Mason Investor Services, LLCBroker

August 2014 - June 2016 · 1 yr 10 mos

Oppenheimerfunds Distributor, INC.Broker

February 2011 - August 2014 · 3 yrs 6 mos

Ekn Financial Services INC.Broker

January 2010 - November 2010 · 10 mos

State Registrations4 states

GAINNYPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.