BR
CFP
BR
CFP

Brady Harker Ririe

13 Years of Experience
Sells Insurance
Areas of Practice
Retirement PlanningInvestment ManagementBusiness OwnersFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
139 advisors
Number of Clients
6,585 clients
Average Client Portfolio
$17.9M average
Assets Under Management
$118.0B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

120 Vantis, Suite 400, Aliso Viejo, CA, 92656

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brady is a licensed independent insurance agent and can effect transactions in insurance products for commissions, presenting a potential conflict of interest. He also owns and manages BK & KR Property Holdings, LLC, investing in and financing real estate activities, but this takes minimal time.

Employment History
Current Registrations
Wealthspire Retirement Advisory
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
Divergent Wealth Advisors, LLC
April 2017 - September 2024 · 7 yrs 5 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2017 - May 2022 · 5 yrs 1 mo
Morgan Stanley
April 2012 - April 2017 · 5 yrs
Morgan StanleyBroker
March 2012 - April 2017 · 5 yrs 1 mo
State Registrations2 states
TXUT
Advisor
Exams
No exam information available for this advisor.