AC
AC

Andrew Rocky Chen

15 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
156 advisors
Number of Clients
16,313 clients
Average Client Portfolio
$520K average
Assets Under Management
$8.5B

Fee Structure

Minimum Investment:$5K
Loading...

Location

548 Gibson Drive, Suite 130, Roseville, CA, 95678

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Andrew operates under the DBA West Capital Wealth Management for his LPL business, dedicating full-time hours. He also provides investment advisory services through Mariner Independent Advisor Network, LLC, spending full-time hours on this activity, and sells non-variable insurance through Capitas Financial, dedicating minimal time.

Employment History
Current Registrations
Mariner Advisor Network
August 2019 - Present · 6 yrs 6 mos
LPL Financial LLCBroker
October 2017 - Present · 8 yrs 4 mos
Previous Registrations
Rubicon Advisors
October 2017 - August 2019 · 1 yr 10 mos
Edward Jones
April 2010 - October 2017 · 7 yrs 6 mos
Edward JonesBroker
February 2010 - October 2017 · 7 yrs 8 mos
State Registrations21 states
AKALAZCACOFLGAILINLAMAMDMNNCNVOHORTXUTVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Andrew Rocky Chen - Financial Advisor | TrueAdvisor