Sean Dowling
Sean Dowling is a CFP-designated registered investment advisor at The Dowling Group Wealth Management, based in Greenwich, CT, with 16 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 324 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.85% |
| $10.0M - $15.0M | 0.80% |
| $15.0M - $20.0M | 0.75% |
| $20M+ | 0.75% |
Fees are negotiable for accounts over $20,000,000. Account values of family members living in the same household may be combined to determine the applicable advisory fee.
Fee Estimator
Location
1171 E. Putnam Avenue, #1B, Greenwich, CT, 06878
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean is a licensed insurance agent and producer in New York and Connecticut, operating through Dowling Financial Group, LLC. He also works as a real estate and mortgage broker, manages Dowling House I, LLC (a real estate holding company), and owns Dowling Tax Group, LLC, spending about a quarter of his time on the tax business.
Employment History
Current Registrations
The Dowling Group Wealth Management
Previous Registrations
The Dowling Group Wealth Management
The Dowling Group, Financial Counsellors
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.