Dennis Cadwell is a registered investment advisor at Essex Financial Services, INC., based in Essex, CT, with 16 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 2,963 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Essex Financial charges a percentage of your portfolio annually for wealth management services. The exact percentage ranges from 0.50% to 1.50% depending on the complexity of your situation, the amount you invest, and your overall relationship with Essex Financial. Fees are paid quarterly in advance. Additional fees are charged for third-party managed account programs, not to exceed 2.00% in total.
Location
176 Westbrook Road, Essex, CT, 06426
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dennis is a member/owner of Brierley, Cadwell & Possidente, LLC since 1998, which is not investment related. He dedicates nearly full-time hours (120-150 hours per month) to accounting, tax preparation, practice management, and administration.
Employment History
Current Registrations
Essex Financial Services, INC.
State Registrations1 state
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