GM
GM

Geoffrey G Mclawhorn

15 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,561 clients
Average Client Portfolio
$183K average
Assets Under Management
$285.4M

Fee Structure

Minimum Investment:$5K
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Location

7780 Brier Creek Parkway, Suite 325, Raleigh, NC, 27617

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Geoffrey owns a P&C insurance firm, Saltwater Insurance Services LLC, but agents employed by him conduct the business, requiring minimal time. He also owns GG Pokepals, buying and selling Pokemon and sports cards for his kids' collections, dedicating a few hours per week, and MM Financial Group, LLC, where he conducts his financial services practice full-time.

Employment History
Current Registrations
Modern Capital Advisors, LLC
September 2024 - Present · 1 yr 5 mos
Modern Capital Securities INC.
August 2024 - Present · 1 yr 6 mos
Modern Capital Securities INC.Broker
August 2024 - Present · 1 yr 6 mos
Previous Registrations
MML Investors Services, LLC
October 2016 - August 2024 · 7 yrs 10 mos
MML Investors Services, LLCBroker
October 2016 - August 2024 · 7 yrs 10 mos
Northwestern Mutual Investment Services,llc
November 2010 - August 2016 · 5 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
September 2010 - August 2016 · 5 yrs 11 mos
State Registrations6 states
FLMDNCNJSCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Geoffrey G Mclawhorn - Financial Advisor | TrueAdvisor