DA
DA

David Brian Angeli

15 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
76 advisors
Number of Clients
45 clients
Average Client Portfolio
$7.2B average
Assets Under Management
$322.1B
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Location

655 Broad Street, Newark, NJ, 07102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
November 2021 - Present · 4 yrs 3 mos
Prudential Investment Management Services LLC
September 2020 - Present · 5 yrs 5 mos
Prudential Investment Management Services LLCBroker
September 2020 - Present · 5 yrs 5 mos
Previous Registrations
Millington Securities, INC.Broker
January 2020 - August 2020 · 7 mos
Foreside Fund Services, LLCBroker
January 2017 - December 2019 · 2 yrs 11 mos
Wbi Investments, INC.
June 2013 - August 2020 · 7 yrs 2 mos
Quasar Distributors, LLCBroker
May 2013 - December 2016 · 3 yrs 7 mos
Hrc Fund Associates, LLCBroker
June 2011 - April 2013 · 1 yr 10 mos
Chase Investment Services CORP.Broker
January 2010 - May 2011 · 1 yr 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.