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Joseph Reagor

15 Years of Experience
Broker

Joseph Reagor is a registered investment advisor at Roth Capital Partners, LLC, based in Newport Beach, CA, with 15 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 70 clients.

Compensation
Fixed/Hourly
Firm Size
8 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

888 San Clemente, Suite 400, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Roth Capital Partners, LLC
September 2013 - Present · 12 yrs 7 mos
Roth Capital Partners, LLCBroker
September 2013 - Present · 12 yrs 7 mos
Previous Registrations
Global Hunter Securities, LLCBroker
April 2012 - July 2013 · 1 yr 3 mos
John C. Tumazos
April 2010 - November 2012 · 2 yrs 7 mos
State Registrations2 states
CANV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.