TrueAdvisor
TrueAdvisor
SB
CFP
SB
CFP

Samuel David Baez

Key Financial, INC.
15 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
Key Financial, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
2,155 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee

Location

1045A Andrew Drive, West Chester, PA, 19380

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Key Financial, INC.
October 2013 - Present · 12 yrs 4 mos
Osaic Wealth, INC.Broker
February 2012 - Present · 14 yrs
Previous Registrations
Edward Jones
December 2009 - November 2011 · 1 yr 11 mos
Edward JonesBroker
November 2009 - November 2011 · 2 yrs
State Registrations1 state
PA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.