TrueAdvisor
TrueAdvisor
MS
CFP
MS
CFP

Monica Marie Sipes

Quadcap Wealth Management, LLC
14 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningInsurance PlanningTax PlanningEstate PlanningHigh Net Worth
Quadcap Wealth Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
532 clients
Average Client Portfolio
$2.1M average
Assets Under Management
$1.1B

Fee Structure

Location

2600 Network Blvd, Suite 300, Frisco, TX, 75034

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Quadcap Wealth Management, LLC
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Exencial Wealth Advisors
April 2015 - June 2024 · 9 yrs 2 mos
Act Wealth Management, LLC
April 2014 - April 2015 · 1 yr
UBS Financial Services INC.
February 2013 - April 2014 · 1 yr 2 mos
LPL Financial LLC
May 2012 - February 2013 · 9 mos
Commerce Wealth Advisers, LLC
February 2012 - May 2012 · 3 mos
Strategic Advisers, INC.
June 2011 - January 2012 · 7 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.