AR
CFA
AR
CFA

Aaron Jay Rosen

11 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
62 advisors
Number of Clients
2,563 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$7.7B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.10%
$2.0M - $5.0M0.93%
$5.0M - $10.0M0.80%
$10M+0.60%

Advisory Fees are negotiable under certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

San Diego, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron offers non-investment advisory consulting services as a sole proprietor. This activity requires minimal time.

Employment History
Current Registrations
F L Putnam Investment Management CO.
March 2025 - Present · 11 mos
Previous Registrations
Aog Wealth Management
June 2023 - March 2025 · 1 yr 9 mos
American Elm Distribution Partners, LLCBroker
September 2022 - April 2023 · 7 mos
Pinhook Capital, LLC
November 2014 - September 2020 · 5 yrs 10 mos
Lucia Securities, LLCBroker
November 2014 - September 2020 · 5 yrs 10 mos
Fsc Securities CorporationBroker
January 2013 - November 2014 · 1 yr 10 mos
LPL Financial Corporation
March 2010 - June 2010 · 3 mos
LPL Financial CorporationBroker
January 2010 - June 2010 · 5 mos
State Registrations2 states
CAVA
Advisor
Exams
No exam information available for this advisor.