Adam John Rogalla

Transamerica Retirement Advisors, LLC

15 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement Planning

Transamerica Retirement Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

285 advisors

Number of Clients

212,858 clients

Average Client Portfolio

$76K average

Assets Under Management

$16.2B

Fee Structure

Minimum Investment:$10K

Financial Planning:Included in AUM fee

Location

Oakdale, MN

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Transamerica Retirement Advisors, LLC

December 2014 - Present · 11 yrs 2 mos

Transamerica Investors Securities, LLC

January 2013 - Present · 13 yrs 1 mo

Transamerica Investors Securities, LLCBroker

January 2013 - Present · 13 yrs 1 mo

Previous Registrations

Transamerica Financial Advisors, INCBroker

September 2010 - December 2012 · 2 yrs 3 mos

State Registrations52 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.