Patrick Grooms is a CFA, CFP-designated registered investment advisor at Westwind Capital, based in Las Cruces, NM, with 16 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,131 clients with $800M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $750K | 1.25% |
| $750K - $1.0M | 1.00% |
| $1.0M - $10.0M | 1.00% |
| $10M+ | 0.75% |
Fees may be negotiated at WWC's discretion. All cash, money market funds and bank sweep balances will be billed at the rate of the lowest fee-paying asset unless otherwise specified. Fixed Income/Treasury Management fees differ.
Fee Estimator
Location
1800 S. Telshor, Las Cruces, NM, 88011
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Westwind Capital
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations2 states
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