Si Chen is a registered investment advisor at Clsa Americas, LLC, based in New York, NY, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 123 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1155 Avenue of the Americas, 17th Floor, New York, NY, 10036
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Si manages rental property for family through JYC NYC LLC. This activity is not investment-related.
Employment History
Current Registrations
Clsa Americas, LLC
Clsa Americas, LLCBroker
Previous Registrations
Citic Securities International USA, LLCBroker
Cicc US Securities, INC.Broker
Hsbc Securities (USA) INC.Broker
State Registrations7 states
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